# Harvey Wacht

> Harvey Wacht is a fee-only financial advisor at Shufro, Rose & in New York, New York. Shufro, Rose & reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/harvey-wacht/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Shufro, Rose &
- **Based in:** New York, New York
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $2.46B across 3,009 accounts
- **CRD:** 456036 (https://adviserinfo.sec.gov/individual/summary/456036)
- **SEC registration:** Investment adviser representative in CT, FL, NJ, NY
- **Exams passed:** Series 63 (1988), Series 65 (2001)
- **Firm size:** 27 employees
- **Disclosures:** Reported; see the SEC record
- **Website:** https://www.shufrorose.com

## Frequently asked questions

### Is Harvey Wacht a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Harvey holds no broker registration, and Shufro, Rose & reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Harvey charge for financial advice?

Harvey's firm, Shufro, Rose &, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is Harvey Wacht based?

Harvey Wacht is based in New York, New York.

### Is Harvey Wacht registered with the SEC?

Yes. Harvey Wacht is registered as an investment adviser representative in CT, FL, NJ and NY (CRD 456036), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.

### How much does Shufro, Rose & manage?

Shufro, Rose & reports $2.46B across 3,009 accounts in assets under management.

### How do I contact Harvey Wacht?

Through Harvey's website, www.shufrorose.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/456036): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.