# Frank Berrios

> Frank Berrios is a fee-only financial advisor at Drum Hill Capital in New Rochelle, New York. Drum Hill Capital reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/frank-berrios/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Drum Hill Capital
- **Based in:** New Rochelle, New York
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $194.3M across 210 accounts
- **CRD:** 8308304 (https://adviserinfo.sec.gov/individual/summary/8308304)
- **SEC registration:** Investment adviser representative in CT, NY
- **Exams passed:** Series 65 (2026)
- **Firm size:** 3 employees
- **Disclosures:** None reported
- **Website:** http://www.drumhill.com

## Frequently asked questions

### Is Frank Berrios a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Frank holds no broker registration, and Drum Hill Capital reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Frank charge for financial advice?

Frank's firm, Drum Hill Capital, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Frank Berrios based?

Frank Berrios is based in New Rochelle, New York.

### Is Frank Berrios registered with the SEC?

Yes. Frank Berrios is registered as an investment adviser representative in CT and NY (CRD 8308304), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Drum Hill Capital manage?

Drum Hill Capital reports $194.3M across 210 accounts in assets under management.

### How do I contact Frank Berrios?

Through Frank's website, www.drumhill.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/8308304): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.