# Duane Bazis

> Duane Bazis is a fee-only financial advisor at Bazis Private Wealth in Omaha, Nebraska. Bazis Private Wealth reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/duane-bazis/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Bazis Private Wealth
- **Based in:** Omaha, Nebraska
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $244.1M across 530 accounts
- **CRD:** 1369632 (https://adviserinfo.sec.gov/individual/summary/1369632)
- **SEC registration:** Investment adviser representative in NE, TX, VA
- **Exams passed:** Series 63 (1985), Series 65 (1996)
- **Firm size:** 5 employees
- **Disclosures:** Reported; see the SEC record
- **Website:** https://www.baziswealth.com

## Frequently asked questions

### Is Duane Bazis a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Duane holds no broker registration, and Bazis Private Wealth reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Duane charge for financial advice?

Duane's firm, Bazis Private Wealth, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Duane Bazis based?

Duane Bazis is based in Omaha, Nebraska.

### Is Duane Bazis registered with the SEC?

Yes. Duane Bazis is registered as an investment adviser representative in NE, TX and VA (CRD 1369632), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.

### How much does Bazis Private Wealth manage?

Bazis Private Wealth reports $244.1M across 530 accounts in assets under management.

### How do I contact Duane Bazis?

Through Duane's website, www.baziswealth.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/1369632): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.