# Douglas Babcock

> Douglas Babcock is a fee-only financial advisor at Professional Financial Management, Inc. in Bozeman, Montana. Douglas focuses on retirement planning, tax planning and estate & legacy planning. Professional Financial Management, Inc. reports charging a percentage of assets and hourly fees on its Form ADV.

Page: https://find.wellspent.co/advisors/douglas-babcock/
Built from public directory listings; last checked April 21, 2026.

## Facts

- **Firm:** Professional Financial Management, Inc.
- **Based in:** Bozeman, Montana
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly
- **Assets under management (firm):** $304.1M across 692 accounts
- **Specialties:** Retirement planning, Tax planning, Estate & legacy planning
- **Works with:** Retirees, Pre-retirees, Early-career professionals
- **CRD:** 2499954 (https://adviserinfo.sec.gov/individual/summary/2499954)
- **SEC registration:** Investment adviser representative in MT, TX
- **Exams passed:** Series 63 (1994)
- **Firm size:** 2 employees
- **Disclosures:** None reported
- **Website:** http://profinancialmgmt.com

## Frequently asked questions

### Is Douglas Babcock a fee-only financial advisor?

Yes. Douglas Babcock is listed in the NAPFA directory (NAPFA admits only fee-only advisors). SEC records as of October 27, 2026 show no broker registration and no commission compensation reported by Douglas's firm.

### How does Douglas charge for financial advice?

Douglas's firm, Professional Financial Management, Inc., reports charging a percentage of assets and hourly fees on its SEC Form ADV.

### Where is Douglas Babcock based?

Douglas Babcock is based in Bozeman, Montana.

### What does Douglas specialize in?

Douglas's specialties include retirement planning, tax planning and estate & legacy planning. Douglas works with retirees, pre-retirees and early-career professionals.

### Is Douglas Babcock registered with the SEC?

Yes. Douglas Babcock is registered as an investment adviser representative in MT and TX (CRD 2499954), per SEC Investment Adviser Public Disclosure data as of October 27, 2026.

### How much does Professional Financial Management, Inc. manage?

Professional Financial Management, Inc. reports $304.1M across 692 accounts in assets under management.

### How do I contact Douglas Babcock?

Through Douglas's website, profinancialmgmt.com.

## Sources

- NAPFA directory listing (https://www.napfa.org/find-an-advisor/firm/4082): NAPFA admits only fee-only advisors
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 27, 2026
- The firm's website (https://profinancialmgmt.com/): specialties, clients served, and fees, checked October 28, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.