# Donald Pence

> Donald Pence is a fee-only financial advisor at Tradewinds Capital Management in Ballwin, Missouri. Tradewinds Capital Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/donald-pence/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Tradewinds Capital Management
- **Based in:** Ballwin, Missouri
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $727.3M across 2,268 accounts
- **CRD:** 3028301 (https://adviserinfo.sec.gov/individual/summary/3028301)
- **SEC registration:** Investment adviser representative in MO, WA
- **Exams passed:** Series 63 (2000), Series 65 (2024), Series 66 (2007)
- **Firm size:** 10 employees
- **Disclosures:** None reported
- **Website:** https://www.tradewinds-cm.com

## Frequently asked questions

### Is Donald Pence a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Donald holds no broker registration, and Tradewinds Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Donald charge for financial advice?

Donald's firm, Tradewinds Capital Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Donald Pence based?

Donald Pence is based in Ballwin, Missouri.

### Is Donald Pence registered with the SEC?

Yes. Donald Pence is registered as an investment adviser representative in MO and WA (CRD 3028301), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Tradewinds Capital Management manage?

Tradewinds Capital Management reports $727.3M across 2,268 accounts in assets under management.

### How do I contact Donald Pence?

Through Donald's website, www.tradewinds-cm.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/3028301): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

---

Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.