# Diana Thompson

> Diana Thompson is a fee-only financial advisor at Sovereign Capital Vantage in Ashland, Virginia. Sovereign Capital Vantage reports charging a percentage of assets and hourly fees on its Form ADV.

Page: https://find.wellspent.co/advisors/diana-thompson/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Sovereign Capital Vantage
- **Based in:** Ashland, Virginia
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly
- **Assets under management (firm):** $26.8M across 68 accounts
- **CRD:** 6866931 (https://adviserinfo.sec.gov/individual/summary/6866931)
- **SEC registration:** Investment adviser representative in MS, TN, VA
- **Exams passed:** Series 65 (2025)
- **Firm size:** 2 employees
- **Disclosures:** None reported
- **Website:** https://www.scvwealthmangement.com

## Frequently asked questions

### Is Diana Thompson a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Diana holds no broker registration, and Sovereign Capital Vantage reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Diana charge for financial advice?

Diana's firm, Sovereign Capital Vantage, reports charging a percentage of assets and hourly fees on its SEC Form ADV.

### Where is Diana Thompson based?

Diana Thompson is based in Ashland, Virginia.

### Is Diana Thompson registered with the SEC?

Yes. Diana Thompson is registered as an investment adviser representative in MS, TN and VA (CRD 6866931), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Sovereign Capital Vantage manage?

Sovereign Capital Vantage reports $26.8M across 68 accounts in assets under management.

### How do I contact Diana Thompson?

Through Diana's website, www.scvwealthmangement.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/6866931): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.