# Derek Main

> Derek Main is a fee-only financial advisor at First Main Capital in Rochester, New York. First Main Capital reports charging a percentage of assets on its Form ADV.

Page: https://find.wellspent.co/advisors/derek-main/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** First Main Capital
- **Based in:** Rochester, New York
- **Fee model (firm's Form ADV):** Percentage of assets
- **Assets under management (firm):** $1.9M across 4 accounts
- **CRD:** 5742551 (https://adviserinfo.sec.gov/individual/summary/5742551)
- **SEC registration:** Investment adviser representative in WA
- **Exams passed:** Series 63 (2025), Series 66 (2010)
- **Firm size:** 1 employee
- **Disclosures:** None reported

## Frequently asked questions

### Is Derek Main a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Derek holds no broker registration, and First Main Capital reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Derek charge for financial advice?

Derek's firm, First Main Capital, reports charging a percentage of assets on its SEC Form ADV.

### Where is Derek Main based?

Derek Main is based in Rochester, New York.

### Is Derek Main registered with the SEC?

Yes. Derek Main is registered as an investment adviser representative in WA (CRD 5742551), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does First Main Capital manage?

First Main Capital reports $1.9M across 4 accounts in assets under management.

### How do I contact Derek Main?

Contact details aren't on file yet. Search for First Main Capital.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/5742551): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.