# Dennis O'Connor

> Dennis O'Connor is a fee-only financial advisor at Brae Head in Essex, Connecticut. Dennis charges a percentage of assets (1% a year on the first tier of assets managed).

Page: https://find.wellspent.co/advisors/dennis-o-connor/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Brae Head
- **Based in:** Essex, Connecticut
- **Fee model:** Percentage of assets
- **Fees (firm's website):** 1% a year on the first tier of assets managed
- **Assets under management (firm):** $90.6M across 99 accounts
- **CRD:** 1541112 (https://adviserinfo.sec.gov/individual/summary/1541112)
- **SEC registration:** Investment adviser representative in CT, MA, TX
- **Exams passed:** Series 63 (1986), Series 65 (1997)
- **Firm size:** 1 employee
- **Disclosures:** None reported
- **Website:** https://www.braehead.com

## Frequently asked questions

### Is Dennis O'Connor a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Dennis holds no broker registration, and Brae Head reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Dennis charge for financial advice?

Dennis charges a percentage of assets.

### How much does Dennis charge?

According to Brae Head's website, checked October 30, 2026: 1% a year on the first tier of assets managed.

### Where is Dennis O'Connor based?

Dennis O'Connor is based in Essex, Connecticut.

### Is Dennis O'Connor registered with the SEC?

Yes. Dennis O'Connor is registered as an investment adviser representative in CT, MA and TX (CRD 1541112), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Brae Head manage?

Brae Head reports $90.6M across 99 accounts in assets under management.

### How do I contact Dennis O'Connor?

Through Dennis's website, www.braehead.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/1541112): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.braehead.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.