# Dennis Brown

> Dennis Brown is a fee-only financial advisor at Investment Initiatives in Ludington, Michigan. Investment Initiatives reports charging a percentage of assets on its Form ADV.

Page: https://find.wellspent.co/advisors/dennis-brown/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Investment Initiatives
- **Based in:** Ludington, Michigan
- **Fee model (firm's Form ADV):** Percentage of assets
- **Assets under management (firm):** $26.0M across 72 accounts
- **CRD:** 1637279 (https://adviserinfo.sec.gov/individual/summary/1637279)
- **SEC registration:** Investment adviser representative in OH, VA
- **Exams passed:** Series 63 (1987), Series 65 (2010)
- **Firm size:** 1 employee
- **Disclosures:** None reported

## Frequently asked questions

### Is Dennis Brown a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Dennis holds no broker registration, and Investment Initiatives reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Dennis charge for financial advice?

Dennis's firm, Investment Initiatives, reports charging a percentage of assets on its SEC Form ADV.

### Where is Dennis Brown based?

Dennis Brown is based in Ludington, Michigan.

### Is Dennis Brown registered with the SEC?

Yes. Dennis Brown is registered as an investment adviser representative in OH and VA (CRD 1637279), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Investment Initiatives manage?

Investment Initiatives reports $26.0M across 72 accounts in assets under management.

### How do I contact Dennis Brown?

Contact details aren't on file yet. Search for Investment Initiatives.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/1637279): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.