# David Tracey

> David Tracey is a fee-only financial advisor at Pathway Financial Advisers in Auburn, Indiana, who holds the CFP credential. David charges a percentage of assets and hourly fees and focuses on retirement planning and estate & legacy planning.

Page: https://find.wellspent.co/advisors/david-tracey/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Pathway Financial Advisers
- **Based in:** Auburn, Indiana
- **Fee model:** Percentage of assets; Hourly
- **Assets under management (firm):** $524.2M across 1,832 accounts
- **Credentials:** CFP
- **Specialties:** Retirement planning, Estate & legacy planning
- **CRD:** 5222875 (https://adviserinfo.sec.gov/individual/summary/5222875)
- **SEC registration:** Investment adviser representative in IN, TX
- **Exams passed:** Series 66 (2009)
- **Firm size:** 8 employees
- **Disclosures:** None reported
- **Website:** https://www.pathwayria.com/

## Frequently asked questions

### Is David Tracey a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: David holds no broker registration, and Pathway Financial Advisers reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does David charge for financial advice?

David charges a percentage of assets and hourly fees.

### Where is David Tracey based?

David Tracey is based in Auburn, Indiana.

### What does David specialize in?

David's specialties include retirement planning and estate & legacy planning.

### What credentials does David Tracey hold?

David Tracey holds the CFP credential.

### Is David Tracey registered with the SEC?

Yes. David Tracey is registered as an investment adviser representative in IN and TX (CRD 5222875), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Pathway Financial Advisers manage?

Pathway Financial Advisers reports $524.2M across 1,832 accounts in assets under management.

### How do I contact David Tracey?

Through David's website, www.pathwayria.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/5222875): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.pathwayria.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.