# David Miller

> David Miller is a fee-only financial advisor at Auctus Advisors in Charlotte, North Carolina. David focuses on founders (pre-exit), equity compensation and family wealth transfer. Auctus Advisors reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/david-miller-4819204/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Auctus Advisors
- **Based in:** Charlotte, North Carolina
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $612.9M across 731 accounts
- **Specialties:** Founders (pre-exit), Equity compensation, Family wealth transfer
- **Works with:** Founders, Executives, Ultra high net worth, Multi-generational families
- **CRD:** 4819204 (https://adviserinfo.sec.gov/individual/summary/4819204)
- **SEC registration:** Investment adviser representative in NC, TX
- **Exams passed:** Series 63 (2005), Series 65 (2006)
- **Firm size:** 3 employees
- **Disclosures:** None reported
- **Website:** https://www.auctusadvisors.com

## Frequently asked questions

### Is David Miller a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: David holds no broker registration, and Auctus Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does David charge for financial advice?

David's firm, Auctus Advisors, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is David Miller based?

David Miller is based in Charlotte, North Carolina.

### What does David specialize in?

David's specialties include founders (pre-exit), equity compensation and family wealth transfer. David works with founders, executives, ultra high net worth and multi-generational families.

### Is David Miller registered with the SEC?

Yes. David Miller is registered as an investment adviser representative in NC and TX (CRD 4819204), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Auctus Advisors manage?

Auctus Advisors reports $612.9M across 731 accounts in assets under management.

### How do I contact David Miller?

Through David's website, www.auctusadvisors.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4819204): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://auctusadvisors.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.