# David Faulkner

> David Faulkner is a fee-only financial advisor at Spectrum Advisors in Plano, Texas, who holds the CFP credential. David focuses on retirement planning, family wealth transfer and pension planning. Spectrum Advisors reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/david-faulkner/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Spectrum Advisors
- **Based in:** Plano, Texas
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $160M across 890 accounts
- **Credentials:** CFP
- **Specialties:** Retirement planning, Family wealth transfer, Pension planning
- **Works with:** Retirees, Pre-retirees
- **CRD:** 4490886 (https://adviserinfo.sec.gov/individual/summary/4490886)
- **SEC registration:** Investment adviser representative in TX
- **Exams passed:** Series 63 (2011), Series 66 (2002)
- **Firm size:** 9 employees
- **Disclosures:** None reported
- **Website:** http://www.spectrumadvisors.net

## Frequently asked questions

### Is David Faulkner a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: David holds no broker registration, and Spectrum Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does David charge for financial advice?

David's firm, Spectrum Advisors, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is David Faulkner based?

David Faulkner is based in Plano, Texas.

### What does David specialize in?

David's specialties include retirement planning, family wealth transfer and pension planning. David works with retirees and pre-retirees.

### What credentials does David Faulkner hold?

David Faulkner holds the CFP credential.

### Is David Faulkner registered with the SEC?

Yes. David Faulkner is registered as an investment adviser representative in TX (CRD 4490886), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Spectrum Advisors manage?

Spectrum Advisors reports $160M across 890 accounts in assets under management.

### How do I contact David Faulkner?

Through David's website, www.spectrumadvisors.net.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4490886): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://spectrumadvisors.net/): specialties, clients served, and fees, checked October 30, 2026

---

Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.