# David Carroll

> David Carroll is a fee-only financial advisor at Rockbridge Investment Management in Syracuse, New York, who holds the CFP credential. David focuses on retirement planning. Rockbridge Investment Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/david-carroll/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Rockbridge Investment Management
- **Based in:** Syracuse, New York
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $1.84B across 4,133 accounts
- **Credentials:** CFP
- **Specialties:** Retirement planning
- **Works with:** Pre-retirees, Physicians, Founders
- **CRD:** 6034191 (https://adviserinfo.sec.gov/individual/summary/6034191)
- **SEC registration:** Investment adviser representative in NY
- **Exams passed:** Series 63 (2012), Series 66 (2013)
- **Firm size:** 18 employees
- **Disclosures:** None reported
- **Website:** https://www.rockbridgeinvest.com

## Frequently asked questions

### Is David Carroll a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: David holds no broker registration, and Rockbridge Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does David charge for financial advice?

David's firm, Rockbridge Investment Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is David Carroll based?

David Carroll is based in Syracuse, New York.

### What does David specialize in?

David's specialties include retirement planning. David works with pre-retirees, physicians and founders.

### What credentials does David Carroll hold?

David Carroll holds the CFP credential.

### Is David Carroll registered with the SEC?

Yes. David Carroll is registered as an investment adviser representative in NY (CRD 6034191), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Rockbridge Investment Management manage?

Rockbridge Investment Management reports $1.84B across 4,133 accounts in assets under management.

### How do I contact David Carroll?

Through David's website, www.rockbridgeinvest.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/6034191): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://rockbridgeinvest.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.