# Darren Tapley

> Darren Tapley is a fee-only financial advisor at New England Capital Financial Advisors in Cheshire, Connecticut. New England Capital Financial Advisors reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/darren-tapley/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** New England Capital Financial Advisors
- **Based in:** Cheshire, Connecticut
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $768.0M across 3,121 accounts
- **CRD:** 4751707 (https://adviserinfo.sec.gov/individual/summary/4751707)
- **SEC registration:** Investment adviser representative in CT, TX
- **Exams passed:** Series 63 (2004), Series 65 (2005)
- **Firm size:** 12 employees
- **Disclosures:** None reported
- **Website:** http://www.newenglandcapital.com

## Frequently asked questions

### Is Darren Tapley a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Darren holds no broker registration, and New England Capital Financial Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Darren charge for financial advice?

Darren's firm, New England Capital Financial Advisors, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Darren Tapley based?

Darren Tapley is based in Cheshire, Connecticut.

### Is Darren Tapley registered with the SEC?

Yes. Darren Tapley is registered as an investment adviser representative in CT and TX (CRD 4751707), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does New England Capital Financial Advisors manage?

New England Capital Financial Advisors reports $768.0M across 3,121 accounts in assets under management.

### How do I contact Darren Tapley?

Through Darren's website, www.newenglandcapital.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4751707): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.