# Daniel Ockey

> Daniel Ockey is a fee-only financial advisor at Three Phases Wealth Advisors in Indian Trail, North Carolina. Daniel charges an ongoing planning fee and a percentage of assets (ongoing planning from $2,000 a year and 1% a year on the first tier of assets managed).

Page: https://find.wellspent.co/advisors/daniel-ockey/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Three Phases Wealth Advisors
- **Based in:** Indian Trail, North Carolina
- **Fee model:** Ongoing planning fee; Percentage of assets
- **Fees (firm's website):** ongoing planning from $2,000 a year; 1% a year on the first tier of assets managed
- **Accepting new clients:** Yes (firm's website)
- **CRD:** 8144836 (https://adviserinfo.sec.gov/individual/summary/8144836)
- **SEC registration:** Investment adviser representative in NC, NE, TX, UT
- **Exams passed:** Series 65 (2025)
- **Firm size:** 3 employees
- **Disclosures:** None reported
- **Website:** https://www.threephaseswealthadvisors.com

## Frequently asked questions

### Is Daniel Ockey a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Daniel holds no broker registration, and Three Phases Wealth Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Daniel charge for financial advice?

Daniel charges an ongoing planning fee and a percentage of assets.

### How much does Daniel charge?

According to Three Phases Wealth Advisors's website, checked October 30, 2026: ongoing planning from $2,000 a year; 1% a year on the first tier of assets managed.

### Where is Daniel Ockey based?

Daniel Ockey is based in Indian Trail, North Carolina.

### Is Daniel Ockey registered with the SEC?

Yes. Daniel Ockey is registered as an investment adviser representative in NC, NE, TX and UT (CRD 8144836), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How do I contact Daniel Ockey?

Through Daniel's website, www.threephaseswealthadvisors.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/8144836): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://threephaseswealthadvisors.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.