# Daniel Klein

> Daniel Klein is a fee-only financial advisor at Lockshield Partners in Glasgow, Kentucky. Daniel charges a percentage of assets and an ongoing planning fee (1.1% a year on the first tier of assets managed) and focuses on retirement planning, estate & legacy planning and tax planning.

Page: https://find.wellspent.co/advisors/daniel-klein/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Lockshield Partners
- **Based in:** Glasgow, Kentucky
- **Fee model:** Percentage of assets; Ongoing planning fee
- **Fees (firm's website):** 1.1% a year on the first tier of assets managed
- **Assets under management (firm):** $290.6M across 1,717 accounts
- **Specialties:** Retirement planning, Estate & legacy planning, Tax planning
- **CRD:** 3213917 (https://adviserinfo.sec.gov/individual/summary/3213917)
- **SEC registration:** Investment adviser representative in KY
- **Exams passed:** Series 63 (1999), Series 65 (2011)
- **Firm size:** 8 employees
- **Disclosures:** None reported
- **Website:** https://www.lockshieldpartners.com/

## Frequently asked questions

### Is Daniel Klein a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Daniel holds no broker registration, and Lockshield Partners reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Daniel charge for financial advice?

Daniel charges a percentage of assets and an ongoing planning fee.

### How much does Daniel charge?

According to Lockshield Partners's website, checked October 30, 2026: 1.1% a year on the first tier of assets managed.

### Where is Daniel Klein based?

Daniel Klein is based in Glasgow, Kentucky.

### What does Daniel specialize in?

Daniel's specialties include retirement planning, estate & legacy planning and tax planning.

### Is Daniel Klein registered with the SEC?

Yes. Daniel Klein is registered as an investment adviser representative in KY (CRD 3213917), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Lockshield Partners manage?

Lockshield Partners reports $290.6M across 1,717 accounts in assets under management.

### How do I contact Daniel Klein?

Through Daniel's website, www.lockshieldpartners.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/3213917): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.lockshieldpartners.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.