# Craig Rottman

> Craig Rottman is a fee-only financial advisor at Financial Strategies Group in Fargo, North Dakota. Craig focuses on small business owners, founders (pre-exit) and retirement planning. Financial Strategies Group reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/craig-rottman/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Financial Strategies Group
- **Based in:** Fargo, North Dakota
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $189.1M across 1,346 accounts
- **Specialties:** Small business owners, Founders (pre-exit), Retirement planning, Estate & legacy planning, Tax planning
- **Works with:** Founders
- **CRD:** 4647293 (https://adviserinfo.sec.gov/individual/summary/4647293)
- **SEC registration:** Investment adviser representative in CO, ND, TX
- **Exams passed:** Series 66 (2003)
- **Firm size:** 10 employees
- **Disclosures:** Reported; see the SEC record
- **Website:** https://www.finstrat.com

## Frequently asked questions

### Is Craig Rottman a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Craig holds no broker registration, and Financial Strategies Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Craig charge for financial advice?

Craig's firm, Financial Strategies Group, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Craig Rottman based?

Craig Rottman is based in Fargo, North Dakota.

### What does Craig specialize in?

Craig's specialties include small business owners, founders (pre-exit), retirement planning, estate & legacy planning and tax planning. Craig works with founders.

### Is Craig Rottman registered with the SEC?

Yes. Craig Rottman is registered as an investment adviser representative in CO, ND and TX (CRD 4647293), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.

### How much does Financial Strategies Group manage?

Financial Strategies Group reports $189.1M across 1,346 accounts in assets under management.

### How do I contact Craig Rottman?

Through Craig's website, www.finstrat.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4647293): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.finstrat.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.