# Charles Kerwood

> Charles Kerwood is a fee-only financial advisor at Waller Financial Planning Group in Naples, Florida, who holds the CFP and ChFC credentials. Charles focuses on tax planning and estate & legacy planning. Waller Financial Planning Group reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/charles-kerwood/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Waller Financial Planning Group
- **Based in:** Naples, Florida
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $747.8M across 2,081 accounts
- **Credentials:** CFP, ChFC
- **Specialties:** Tax planning, Estate & legacy planning
- **CRD:** 2315202 (https://adviserinfo.sec.gov/individual/summary/2315202)
- **SEC registration:** Investment adviser representative in FL
- **Exams passed:** Series 63 (1993)
- **Firm size:** 11 employees
- **Disclosures:** None reported
- **Website:** http://www.waller.com

## Frequently asked questions

### Is Charles Kerwood a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Charles holds no broker registration, and Waller Financial Planning Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Charles charge for financial advice?

Charles's firm, Waller Financial Planning Group, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Charles Kerwood based?

Charles Kerwood is based in Naples, Florida.

### What does Charles specialize in?

Charles's specialties include tax planning and estate & legacy planning.

### What credentials does Charles Kerwood hold?

Charles Kerwood holds the CFP and ChFC credentials.

### Is Charles Kerwood registered with the SEC?

Yes. Charles Kerwood is registered as an investment adviser representative in FL (CRD 2315202), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Waller Financial Planning Group manage?

Waller Financial Planning Group reports $747.8M across 2,081 accounts in assets under management.

### How do I contact Charles Kerwood?

Through Charles's website, www.waller.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2315202): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://waller.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.