# Charles Caravati

> Charles Caravati is a fee-only financial advisor at Brockenbrough in Richmond, Virginia, who holds the CFA credential. Charles focuses on estate & legacy planning, tax planning and family wealth transfer. Brockenbrough reports charging a percentage of assets, fixed fees and performance-based fees on its Form ADV.

Page: https://find.wellspent.co/advisors/charles-caravati/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Brockenbrough
- **Based in:** Richmond, Virginia
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees; Performance-based fees
- **Assets under management (firm):** $5.49B across 568 accounts
- **Credentials:** CFA
- **Specialties:** Estate & legacy planning, Tax planning, Family wealth transfer
- **CRD:** 1888374 (https://adviserinfo.sec.gov/individual/summary/1888374)
- **SEC registration:** Investment adviser representative in VA
- **Exams passed:** Series 63 (1989), Series 65 (1993)
- **Firm size:** 31 employees
- **Disclosures:** None reported
- **Website:** http://thebespokestrategies.com

## Frequently asked questions

### Is Charles Caravati a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Charles holds no broker registration, and Brockenbrough reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Charles charge for financial advice?

Charles's firm, Brockenbrough, reports charging a percentage of assets, fixed fees and performance-based fees on its SEC Form ADV.

### Where is Charles Caravati based?

Charles Caravati is based in Richmond, Virginia.

### What does Charles specialize in?

Charles's specialties include estate & legacy planning, tax planning and family wealth transfer.

### What credentials does Charles Caravati hold?

Charles Caravati holds the CFA credential.

### Is Charles Caravati registered with the SEC?

Yes. Charles Caravati is registered as an investment adviser representative in VA (CRD 1888374), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Brockenbrough manage?

Brockenbrough reports $5.49B across 568 accounts in assets under management.

### How do I contact Charles Caravati?

Through Charles's website, thebespokestrategies.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/1888374): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.brockenbroughinc.com/ocio): specialties, clients served, and fees, checked October 30, 2026

---

Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.