# Charles Buckley

> Charles Buckley is a fee-only financial advisor at Spectrum Financial Alliance in Nicholasville, Kentucky, who holds the CFP credential. Spectrum Financial Alliance reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/charles-buckley/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Spectrum Financial Alliance
- **Based in:** Nicholasville, Kentucky
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $813.0M across 2,056 accounts
- **Credentials:** CFP
- **CRD:** 1752633 (https://adviserinfo.sec.gov/individual/summary/1752633)
- **SEC registration:** Investment adviser representative in KY, TX
- **Exams passed:** Series 63 (1987), Series 65 (1995)
- **Firm size:** 14 employees
- **Disclosures:** None reported
- **Website:** https://www.linkedin.company/spectrumfinancial-alliance-ltd-llc

## Frequently asked questions

### Is Charles Buckley a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Charles holds no broker registration, and Spectrum Financial Alliance reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Charles charge for financial advice?

Charles's firm, Spectrum Financial Alliance, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is Charles Buckley based?

Charles Buckley is based in Nicholasville, Kentucky.

### What credentials does Charles Buckley hold?

Charles Buckley holds the CFP credential.

### Is Charles Buckley registered with the SEC?

Yes. Charles Buckley is registered as an investment adviser representative in KY and TX (CRD 1752633), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Spectrum Financial Alliance manage?

Spectrum Financial Alliance reports $813.0M across 2,056 accounts in assets under management.

### How do I contact Charles Buckley?

Through Charles's website, www.linkedin.company/spectrumfinancial-alliance-ltd-llc.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/1752633): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

---

Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.