# Cathleen Keane

> Cathleen Keane is a fee-only financial advisor at Haviland & Sams in Farmington, Connecticut, who holds the CFP credential. Cathleen focuses on tax planning. Haviland & Sams reports charging hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/cathleen-keane/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Haviland & Sams
- **Based in:** Farmington, Connecticut
- **Fee model (firm's Form ADV):** Hourly; Fixed fees
- **Credentials:** CFP
- **Specialties:** Tax planning
- **CRD:** 7084786 (https://adviserinfo.sec.gov/individual/summary/7084786)
- **SEC registration:** Investment adviser representative in CT, NY
- **Exams passed:** Series 66 (2019)
- **Firm size:** 3 employees
- **Disclosures:** None reported
- **Website:** http://havilandsams.com/

## Frequently asked questions

### Is Cathleen Keane a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Cathleen holds no broker registration, and Haviland & Sams reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Cathleen charge for financial advice?

Cathleen's firm, Haviland & Sams, reports charging hourly fees and fixed fees on its SEC Form ADV.

### Where is Cathleen Keane based?

Cathleen Keane is based in Farmington, Connecticut.

### What does Cathleen specialize in?

Cathleen's specialties include tax planning.

### What credentials does Cathleen Keane hold?

Cathleen Keane holds the CFP credential.

### Is Cathleen Keane registered with the SEC?

Yes. Cathleen Keane is registered as an investment adviser representative in CT and NY (CRD 7084786), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How do I contact Cathleen Keane?

Through Cathleen's website, havilandsams.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/7084786): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://havilandsams.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.