# Catherine Allen-Carlozo

> Catherine Allen-Carlozo is a fee-only financial advisor at HFM Investment Advisors in Glassboro, New Jersey, who holds the CFP credential. Catherine focuses on founders (pre-exit), small business owners and retirement planning. HFM Investment Advisors reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/catherine-allen-carlozo/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** HFM Investment Advisors
- **Based in:** Glassboro, New Jersey
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $404.1M across 1,286 accounts
- **Credentials:** CFP
- **Specialties:** Founders (pre-exit), Small business owners, Retirement planning
- **Works with:** Founders
- **CRD:** 1518104 (https://adviserinfo.sec.gov/individual/summary/1518104)
- **SEC registration:** Investment adviser representative in NJ
- **Exams passed:** Series 63 (1994), Series 65 (1995), Series 66 (2009)
- **Firm size:** 5 employees
- **Disclosures:** Reported; see the SEC record
- **Website:** https://www.hfmignite.com

## Frequently asked questions

### Is Catherine Allen-Carlozo a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Catherine holds no broker registration, and HFM Investment Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Catherine charge for financial advice?

Catherine's firm, HFM Investment Advisors, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is Catherine Allen-Carlozo based?

Catherine Allen-Carlozo is based in Glassboro, New Jersey.

### What does Catherine specialize in?

Catherine's specialties include founders (pre-exit), small business owners and retirement planning. Catherine works with founders.

### What credentials does Catherine Allen-Carlozo hold?

Catherine Allen-Carlozo holds the CFP credential.

### Is Catherine Allen-Carlozo registered with the SEC?

Yes. Catherine Allen-Carlozo is registered as an investment adviser representative in NJ (CRD 1518104), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.

### How much does HFM Investment Advisors manage?

HFM Investment Advisors reports $404.1M across 1,286 accounts in assets under management.

### How do I contact Catherine Allen-Carlozo?

Through Catherine's website, www.hfmignite.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/1518104): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://hfmadvisors.com/401k-help/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.