# Carolyn Herzog

> Carolyn Herzog is a fee-only financial advisor at Corvus Wealth Advisors in San Luis Obispo, California, who holds the CFP and CFA credentials. Carolyn charges a percentage of assets (1% a year on the first tier of assets managed) and focuses on retirement planning and estate & legacy planning.

Page: https://find.wellspent.co/advisors/carolyn-herzog/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Corvus Wealth Advisors
- **Based in:** San Luis Obispo, California
- **Fee model:** Percentage of assets
- **Fees (firm's website):** 1% a year on the first tier of assets managed
- **Assets under management (firm):** $1.08B across 1,491 accounts
- **Credentials:** CFP, CFA
- **Specialties:** Retirement planning, Estate & legacy planning
- **Works with:** Pre-retirees
- **CRD:** 4159202 (https://adviserinfo.sec.gov/individual/summary/4159202)
- **SEC registration:** Investment adviser representative in CA
- **Firm size:** 19 employees
- **Disclosures:** None reported
- **Website:** https://www.corvuswealth.com

## Frequently asked questions

### Is Carolyn Herzog a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Carolyn holds no broker registration, and Corvus Wealth Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Carolyn charge for financial advice?

Carolyn charges a percentage of assets.

### How much does Carolyn charge?

According to Corvus Wealth Advisors's website, checked October 30, 2026: 1% a year on the first tier of assets managed.

### Where is Carolyn Herzog based?

Carolyn Herzog is based in San Luis Obispo, California.

### What does Carolyn specialize in?

Carolyn's specialties include retirement planning and estate & legacy planning. Carolyn works with pre-retirees.

### What credentials does Carolyn Herzog hold?

Carolyn Herzog holds the CFP and CFA credentials.

### Is Carolyn Herzog registered with the SEC?

Yes. Carolyn Herzog is registered as an investment adviser representative in CA (CRD 4159202), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Corvus Wealth Advisors manage?

Corvus Wealth Advisors reports $1.08B across 1,491 accounts in assets under management.

### How do I contact Carolyn Herzog?

Through Carolyn's website, www.corvuswealth.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4159202): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://corvuswealth.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.