# Caroline Petty

> Caroline Petty is a fee-only financial advisor at Uprise in Tampa, Florida, who holds the CFP credential. Caroline focuses on small business owners. Uprise reports charging hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/caroline-petty/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Uprise
- **Based in:** Tampa, Florida
- **Fee model (firm's Form ADV):** Hourly; Fixed fees
- **Credentials:** CFP
- **Specialties:** Small business owners
- **Works with:** Founders
- **CRD:** 6412517 (https://adviserinfo.sec.gov/individual/summary/6412517)
- **SEC registration:** Investment adviser representative in CA, FL, NV, NY, TN
- **Firm size:** 5 employees
- **Disclosures:** None reported
- **Website:** https://uprise.us/

## Frequently asked questions

### Is Caroline Petty a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Caroline holds no broker registration, and Uprise reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Caroline charge for financial advice?

Caroline's firm, Uprise, reports charging hourly fees and fixed fees on its SEC Form ADV.

### Where is Caroline Petty based?

Caroline Petty is based in Tampa, Florida.

### What does Caroline specialize in?

Caroline's specialties include small business owners. Caroline works with founders.

### What credentials does Caroline Petty hold?

Caroline Petty holds the CFP credential.

### Is Caroline Petty registered with the SEC?

Yes. Caroline Petty is registered as an investment adviser representative in CA, FL, NV, NY and TN (CRD 6412517), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How do I contact Caroline Petty?

Through Caroline's website, uprise.us.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/6412517): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://uprise.us/): specialties, clients served, and fees, checked October 30, 2026

---

Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.