# Carman Hicks

> Carman Hicks is a fee-only financial advisor at Hicks & Associates Wealth Management in Cary, North Carolina, who holds the CFP credential. Hicks & Associates Wealth Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/carman-hicks/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Hicks & Associates Wealth Management
- **Based in:** Cary, North Carolina
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $119.6M across 570 accounts
- **Credentials:** CFP
- **CRD:** 3156997 (https://adviserinfo.sec.gov/individual/summary/3156997)
- **SEC registration:** Investment adviser representative in NC, TX
- **Exams passed:** Series 63 (1999), Series 65 (1999)
- **Firm size:** 4 employees
- **Disclosures:** None reported
- **Website:** https://hicks-associates.com/

## Frequently asked questions

### Is Carman Hicks a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Carman holds no broker registration, and Hicks & Associates Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Carman charge for financial advice?

Carman's firm, Hicks & Associates Wealth Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Carman Hicks based?

Carman Hicks is based in Cary, North Carolina.

### What credentials does Carman Hicks hold?

Carman Hicks holds the CFP credential.

### Is Carman Hicks registered with the SEC?

Yes. Carman Hicks is registered as an investment adviser representative in NC and TX (CRD 3156997), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Hicks & Associates Wealth Management manage?

Hicks & Associates Wealth Management reports $119.6M across 570 accounts in assets under management.

### How do I contact Carman Hicks?

Through Carman's website, hicks-associates.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/3156997): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.