# Carl Oppenheimer

> Carl Oppenheimer is a fee-only financial advisor at Oppenheimer + Close in New York, New York. Carl charges a flat fee or retainer.

Page: https://find.wellspent.co/advisors/carl-oppenheimer/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Oppenheimer + Close
- **Based in:** New York, New York
- **Fee model:** Flat fee or retainer
- **Assets under management (firm):** $93.0M across 127 accounts
- **CRD:** 3139451 (https://adviserinfo.sec.gov/individual/summary/3139451)
- **SEC registration:** Investment adviser representative in NY, TX
- **Exams passed:** Series 63 (2005), Series 65 (2008)
- **Firm size:** 5 employees
- **Disclosures:** None reported
- **Website:** http://www.oppvest.com

## Frequently asked questions

### Is Carl Oppenheimer a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Carl holds no broker registration, and Oppenheimer + Close reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Carl charge for financial advice?

Carl charges a flat fee or retainer.

### Where is Carl Oppenheimer based?

Carl Oppenheimer is based in New York, New York.

### Is Carl Oppenheimer registered with the SEC?

Yes. Carl Oppenheimer is registered as an investment adviser representative in NY and TX (CRD 3139451), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Oppenheimer + Close manage?

Oppenheimer + Close reports $93.0M across 127 accounts in assets under management.

### How do I contact Carl Oppenheimer?

Through Carl's website, www.oppvest.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/3139451): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.oppvest.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.