# Brian Schaffield

> Brian Schaffield is a fee-only financial advisor at Summa Capital Management in Santa Barbara, California. Summa Capital Management reports charging a percentage of assets on its Form ADV.

Page: https://find.wellspent.co/advisors/brian-schaffield/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Summa Capital Management
- **Based in:** Santa Barbara, California
- **Fee model (firm's Form ADV):** Percentage of assets
- **Assets under management (firm):** $79.7M across 121 accounts
- **CRD:** 1905309 (https://adviserinfo.sec.gov/individual/summary/1905309)
- **SEC registration:** Investment adviser representative in CA
- **Exams passed:** Series 65 (2006)
- **Firm size:** 1 employee
- **Disclosures:** None reported
- **Website:** https://summacapitalmgmt.com/

## Frequently asked questions

### Is Brian Schaffield a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Brian holds no broker registration, and Summa Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Brian charge for financial advice?

Brian's firm, Summa Capital Management, reports charging a percentage of assets on its SEC Form ADV.

### Where is Brian Schaffield based?

Brian Schaffield is based in Santa Barbara, California.

### Is Brian Schaffield registered with the SEC?

Yes. Brian Schaffield is registered as an investment adviser representative in CA (CRD 1905309), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Summa Capital Management manage?

Summa Capital Management reports $79.7M across 121 accounts in assets under management.

### How do I contact Brian Schaffield?

Through Brian's website, summacapitalmgmt.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/1905309): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.