# Barry Carpenter

> Barry Carpenter is a fee-only financial advisor at Cascades Capital Asset Management in Greensboro, North Carolina. Cascades Capital Asset Management reports charging a percentage of assets on its Form ADV.

Page: https://find.wellspent.co/advisors/barry-carpenter/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Cascades Capital Asset Management
- **Based in:** Greensboro, North Carolina
- **Fee model (firm's Form ADV):** Percentage of assets
- **Assets under management (firm):** $383.3M across 733 accounts
- **CRD:** 3222077 (https://adviserinfo.sec.gov/individual/summary/3222077)
- **SEC registration:** Investment adviser representative in NC
- **Exams passed:** Series 65 (2004), Series 66 (1999)
- **Firm size:** 3 employees
- **Disclosures:** Reported; see the SEC record
- **Website:** http://www.cascadescapital.com

## Frequently asked questions

### Is Barry Carpenter a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Barry holds no broker registration, and Cascades Capital Asset Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Barry charge for financial advice?

Barry's firm, Cascades Capital Asset Management, reports charging a percentage of assets on its SEC Form ADV.

### Where is Barry Carpenter based?

Barry Carpenter is based in Greensboro, North Carolina.

### Is Barry Carpenter registered with the SEC?

Yes. Barry Carpenter is registered as an investment adviser representative in NC (CRD 3222077), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.

### How much does Cascades Capital Asset Management manage?

Cascades Capital Asset Management reports $383.3M across 733 accounts in assets under management.

### How do I contact Barry Carpenter?

Through Barry's website, www.cascadescapital.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/3222077): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.