# Barbara Kelly

> Barbara Kelly is a fee-only financial advisor at AZA Capital Management in Chicago, Illinois. AZA Capital Management reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/barbara-kelly/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** AZA Capital Management
- **Based in:** Chicago, Illinois
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $339.6M across 839 accounts
- **CRD:** 2126583 (https://adviserinfo.sec.gov/individual/summary/2126583)
- **SEC registration:** Investment adviser representative in IL
- **Exams passed:** Series 63 (1992), Series 65 (1999)
- **Firm size:** 8 employees
- **Disclosures:** None reported
- **Website:** https://www.azacapital.com

## Frequently asked questions

### Is Barbara Kelly a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Barbara holds no broker registration, and AZA Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Barbara charge for financial advice?

Barbara's firm, AZA Capital Management, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is Barbara Kelly based?

Barbara Kelly is based in Chicago, Illinois.

### Is Barbara Kelly registered with the SEC?

Yes. Barbara Kelly is registered as an investment adviser representative in IL (CRD 2126583), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does AZA Capital Management manage?

AZA Capital Management reports $339.6M across 839 accounts in assets under management.

### How do I contact Barbara Kelly?

Through Barbara's website, www.azacapital.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2126583): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.azacapital.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.