# Austin Lee

> Austin Lee is a fee-only financial advisor at Lee Financial Group LLC in Ladera Ranch, California, who holds the CFP and MBA credentials. Austin charges an ongoing planning fee and a percentage of assets (ongoing planning from $4,000 a year and 1% a year on the first tier of assets managed) and focuses on physicians & residents, tax planning and retirement planning.

Page: https://find.wellspent.co/advisors/austin-lee/
Built from public directory listings; last checked April 21, 2026.

## Facts

- **Firm:** Lee Financial Group LLC
- **Based in:** Ladera Ranch, California
- **Fee model:** Ongoing planning fee; Percentage of assets
- **Fees (firm's website):** ongoing planning from $4,000 a year; 1% a year on the first tier of assets managed
- **Assets under management (firm):** $1.2M across 12 accounts
- **Credentials:** CFP, MBA
- **Specialties:** Physicians & residents, Tax planning, Retirement planning, Estate & legacy planning, Equity compensation
- **Works with:** Physicians
- **CRD:** 5415765 (https://adviserinfo.sec.gov/individual/summary/5415765)
- **SEC registration:** Investment adviser representative in CA
- **Exams passed:** Series 66 (2020)
- **Firm size:** 1 employee
- **Disclosures:** None reported
- **Website:** https://leefinancialgrp.com

## Frequently asked questions

### Is Austin Lee a fee-only financial advisor?

Yes. Austin Lee is listed in the XY Planning Network directory (XYPN members are fee-only). SEC records as of October 27, 2026 show no broker registration and no commission compensation reported by Austin's firm.

### How does Austin charge for financial advice?

Austin charges an ongoing planning fee and a percentage of assets.

### How much does Austin charge?

According to Lee Financial Group LLC's website, checked October 28, 2026: ongoing planning from $4,000 a year; 1% a year on the first tier of assets managed.

### Where is Austin Lee based?

Austin Lee is based in Ladera Ranch, California.

### What does Austin specialize in?

Austin's specialties include physicians & residents, tax planning, retirement planning, estate & legacy planning and equity compensation. Austin works with physicians.

### What credentials does Austin Lee hold?

Austin Lee holds the CFP and MBA credentials.

### Is Austin Lee registered with the SEC?

Yes. Austin Lee is registered as an investment adviser representative in CA (CRD 5415765), per SEC Investment Adviser Public Disclosure data as of October 27, 2026.

### How much does Lee Financial Group LLC manage?

Lee Financial Group LLC reports $1.2M across 12 accounts in assets under management.

### How do I contact Austin Lee?

Through Austin's website, leefinancialgrp.com.

## Sources

- XY Planning Network directory listing (https://www.xyplanningnetwork.com/find-an-advisor/austin-lee-10037): XYPN members are fee-only
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 27, 2026
- The firm's website (https://leefinancialgrp.com/): specialties, clients served, and fees, checked October 28, 2026

---

Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.