# Arthur Locke

> Arthur Locke is a fee-only financial advisor at Locke Asset Management in Great Falls, Virginia, who holds the CFP and PFS credentials. Locke Asset Management reports charging a percentage of assets and hourly fees on its Form ADV.

Page: https://find.wellspent.co/advisors/arthur-locke/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Locke Asset Management
- **Based in:** Great Falls, Virginia
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly
- **Assets under management (firm):** $69.3M across 191 accounts
- **Credentials:** CFP, PFS
- **CRD:** 6732027 (https://adviserinfo.sec.gov/individual/summary/6732027)
- **SEC registration:** Investment adviser representative in VA
- **Exams passed:** Series 65 (2016)
- **Firm size:** 3 employees
- **Disclosures:** None reported
- **Website:** https://www.lockeadvisoryservices.com/

## Frequently asked questions

### Is Arthur Locke a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Arthur holds no broker registration, and Locke Asset Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Arthur charge for financial advice?

Arthur's firm, Locke Asset Management, reports charging a percentage of assets and hourly fees on its SEC Form ADV.

### Where is Arthur Locke based?

Arthur Locke is based in Great Falls, Virginia.

### What credentials does Arthur Locke hold?

Arthur Locke holds the CFP and PFS credentials.

### Is Arthur Locke registered with the SEC?

Yes. Arthur Locke is registered as an investment adviser representative in VA (CRD 6732027), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Locke Asset Management manage?

Locke Asset Management reports $69.3M across 191 accounts in assets under management.

### How do I contact Arthur Locke?

Through Arthur's website, www.lockeadvisoryservices.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/6732027): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.