# Anthony Caputo

> Anthony Caputo is a fee-only financial advisor at Pallas Capital Advisors in Park Ridge, New Jersey. Anthony focuses on estate & legacy planning, retirement planning and small business owners. Pallas Capital Advisors reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/anthony-caputo/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Pallas Capital Advisors
- **Based in:** Park Ridge, New Jersey
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $4.31B across 4,210 accounts
- **Specialties:** Estate & legacy planning, Retirement planning, Small business owners, Equity compensation
- **Works with:** Ultra high net worth
- **CRD:** 8328195 (https://adviserinfo.sec.gov/individual/summary/8328195)
- **SEC registration:** Investment adviser representative in NJ
- **Exams passed:** Series 65 (2026)
- **Firm size:** 28 employees
- **Disclosures:** None reported
- **Website:** https://pallascapitaladvisors.com

## Frequently asked questions

### Is Anthony Caputo a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Anthony holds no broker registration, and Pallas Capital Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Anthony charge for financial advice?

Anthony's firm, Pallas Capital Advisors, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Anthony Caputo based?

Anthony Caputo is based in Park Ridge, New Jersey.

### What does Anthony specialize in?

Anthony's specialties include estate & legacy planning, retirement planning, small business owners and equity compensation. Anthony works with ultra high net worth.

### Is Anthony Caputo registered with the SEC?

Yes. Anthony Caputo is registered as an investment adviser representative in NJ (CRD 8328195), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Pallas Capital Advisors manage?

Pallas Capital Advisors reports $4.31B across 4,210 accounts in assets under management.

### How do I contact Anthony Caputo?

Through Anthony's website, pallascapitaladvisors.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/8328195): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://pallascapitaladvisors.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.