# Anthony Caba

> Anthony Caba is a fee-only financial advisor at Transition Financial Advisors Group in Gilbert, Arizona. Transition Financial Advisors Group reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/anthony-caba/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Transition Financial Advisors Group
- **Based in:** Gilbert, Arizona
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $300.6M across 781 accounts
- **CRD:** 8002570 (https://adviserinfo.sec.gov/individual/summary/8002570)
- **SEC registration:** Investment adviser representative in AZ, FL, TX
- **Exams passed:** Series 65 (2024)
- **Firm size:** 7 employees
- **Disclosures:** None reported
- **Website:** http://www.transitionfinancial.ca

## Frequently asked questions

### Is Anthony Caba a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Anthony holds no broker registration, and Transition Financial Advisors Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Anthony charge for financial advice?

Anthony's firm, Transition Financial Advisors Group, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Anthony Caba based?

Anthony Caba is based in Gilbert, Arizona.

### Is Anthony Caba registered with the SEC?

Yes. Anthony Caba is registered as an investment adviser representative in AZ, FL and TX (CRD 8002570), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Transition Financial Advisors Group manage?

Transition Financial Advisors Group reports $300.6M across 781 accounts in assets under management.

### How do I contact Anthony Caba?

Through Anthony's website, www.transitionfinancial.ca.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/8002570): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.