# Anthony Borba Jr

> Anthony Borba Jr is a fee-only financial advisor at Breen Wealth Management in Petaluma, California. Anthony charges a percentage of assets (0.6%–1.4% a year of assets managed and a $1,000,000 asset minimum) and focuses on retirement planning, tax planning and family wealth transfer.

Page: https://find.wellspent.co/advisors/anthony-borba-jr/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Breen Wealth Management
- **Based in:** Petaluma, California
- **Fee model:** Percentage of assets
- **Fees (firm's website):** 0.6%–1.4% a year of assets managed; a $1,000,000 asset minimum
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $318.8M across 626 accounts
- **Specialties:** Retirement planning, Tax planning, Family wealth transfer
- **Works with:** Retirees, Mid-life transitions
- **CRD:** 6856662 (https://adviserinfo.sec.gov/individual/summary/6856662)
- **SEC registration:** Investment adviser representative in CA
- **Exams passed:** Series 65 (2017)
- **Firm size:** 3 employees
- **Disclosures:** None reported
- **Website:** http://breenwealth.com/

## Frequently asked questions

### Is Anthony Borba Jr a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Anthony holds no broker registration, and Breen Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Anthony charge for financial advice?

Anthony charges a percentage of assets.

### How much does Anthony charge?

According to Breen Wealth Management's website, checked October 30, 2026: 0.6%–1.4% a year of assets managed; a $1,000,000 asset minimum.

### Where is Anthony Borba Jr based?

Anthony Borba Jr is based in Petaluma, California.

### What does Anthony specialize in?

Anthony's specialties include retirement planning, tax planning and family wealth transfer. Anthony works with retirees and mid-life transitions.

### Is Anthony Borba Jr registered with the SEC?

Yes. Anthony Borba Jr is registered as an investment adviser representative in CA (CRD 6856662), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Breen Wealth Management manage?

Breen Wealth Management reports $318.8M across 626 accounts in assets under management.

### How do I contact Anthony Borba Jr?

Through Anthony's website, breenwealth.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/6856662): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://breenwealth.com/): specialties, clients served, and fees, checked October 30, 2026

---

Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.