# Andrew Sawyer

> Andrew Sawyer is a fee-only financial advisor at Thames Financial Management in Norwich, Connecticut, who holds the CFA credential. Andrew focuses on retirement planning and family wealth transfer. Thames Financial Management reports charging a percentage of assets and hourly fees on its Form ADV.

Page: https://find.wellspent.co/advisors/andrew-sawyer/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Thames Financial Management
- **Based in:** Norwich, Connecticut
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly
- **Assets under management (firm):** $315.4M across 593 accounts
- **Credentials:** CFA
- **Specialties:** Retirement planning, Family wealth transfer
- **CRD:** 4218645 (https://adviserinfo.sec.gov/individual/summary/4218645)
- **SEC registration:** Investment adviser representative in CT, FL, MA, RI, TX
- **Exams passed:** Series 63 (2000)
- **Firm size:** 2 employees
- **Disclosures:** None reported
- **Website:** https://www.thamesct.com/

## Frequently asked questions

### Is Andrew Sawyer a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Andrew holds no broker registration, and Thames Financial Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Andrew charge for financial advice?

Andrew's firm, Thames Financial Management, reports charging a percentage of assets and hourly fees on its SEC Form ADV.

### Where is Andrew Sawyer based?

Andrew Sawyer is based in Norwich, Connecticut.

### What does Andrew specialize in?

Andrew's specialties include retirement planning and family wealth transfer.

### What credentials does Andrew Sawyer hold?

Andrew Sawyer holds the CFA credential.

### Is Andrew Sawyer registered with the SEC?

Yes. Andrew Sawyer is registered as an investment adviser representative in CT, FL, MA, RI and TX (CRD 4218645), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Thames Financial Management manage?

Thames Financial Management reports $315.4M across 593 accounts in assets under management.

### How do I contact Andrew Sawyer?

Through Andrew's website, www.thamesct.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4218645): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.thamesct.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.