# Alan Rosenfield

> Alan Rosenfield is a fee-only financial advisor at Harmony Asset Management in Scottsdale, Arizona. Harmony Asset Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/alan-rosenfield/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Harmony Asset Management
- **Based in:** Scottsdale, Arizona
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $462.5M across 602 accounts
- **Works with:** Ultra high net worth
- **CRD:** 1129174 (https://adviserinfo.sec.gov/individual/summary/1129174)
- **SEC registration:** Investment adviser representative in AZ
- **Exams passed:** Series 63 (1983), Series 65 (1992)
- **Firm size:** 10 employees
- **Disclosures:** None reported
- **Website:** http://www.harmonyam.com

## Frequently asked questions

### Is Alan Rosenfield a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Alan holds no broker registration, and Harmony Asset Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Alan charge for financial advice?

Alan's firm, Harmony Asset Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Alan Rosenfield based?

Alan Rosenfield is based in Scottsdale, Arizona.

### Is Alan Rosenfield registered with the SEC?

Yes. Alan Rosenfield is registered as an investment adviser representative in AZ (CRD 1129174), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Harmony Asset Management manage?

Harmony Asset Management reports $462.5M across 602 accounts in assets under management.

### How do I contact Alan Rosenfield?

Through Alan's website, www.harmonyam.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/1129174): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://harmonyam.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.