# Adam Underwood

> Adam Underwood is a fee-only financial advisor at Rockbridge Investment Management in Syracuse, New York, who holds the CFP credential. Adam focuses on retirement planning. Rockbridge Investment Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/adam-underwood/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Rockbridge Investment Management
- **Based in:** Syracuse, New York
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $1.84B across 4,133 accounts
- **Credentials:** CFP
- **Specialties:** Retirement planning
- **Works with:** Pre-retirees, Physicians, Founders
- **CRD:** 6975948 (https://adviserinfo.sec.gov/individual/summary/6975948)
- **SEC registration:** Investment adviser representative in NY
- **Exams passed:** Series 66 (2018)
- **Firm size:** 18 employees
- **Disclosures:** None reported
- **Website:** https://www.rockbridgeinvest.com

## Frequently asked questions

### Is Adam Underwood a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Adam holds no broker registration, and Rockbridge Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Adam charge for financial advice?

Adam's firm, Rockbridge Investment Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Adam Underwood based?

Adam Underwood is based in Syracuse, New York.

### What does Adam specialize in?

Adam's specialties include retirement planning. Adam works with pre-retirees, physicians and founders.

### What credentials does Adam Underwood hold?

Adam Underwood holds the CFP credential.

### Is Adam Underwood registered with the SEC?

Yes. Adam Underwood is registered as an investment adviser representative in NY (CRD 6975948), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Rockbridge Investment Management manage?

Rockbridge Investment Management reports $1.84B across 4,133 accounts in assets under management.

### How do I contact Adam Underwood?

Through Adam's website, www.rockbridgeinvest.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/6975948): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://rockbridgeinvest.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.